“In the past, a compliance officer would be brought into a discussion at the tail end of a project’s development, to give approval or disapproval. In today’s world, a compliance officer needs a seat at the table to help evaluate the various risks of a new product or service”

Source: Steve Van Beek

FICA Online

Compli-Serve SA has developed a FICA online awareness training and testing facility for all categories of Financial Services Providers.

All authorized users will be able to view and download training material (which covers the FICA legal framework and regulatory requirements) and complete online FICA Tests.

Current tests available

  • FICA Awareness Testing for Accountable Institutions (based on the new FIC Amendment Act)

A ‘Main User’ is assigned for each client and is able to load the agreed number of sub-users. The Main User is also able to draw an overall report of the specific FSP’s test results over any given period and may draw specific details of the tests taken by specific users.

See THE GUIDE for further details.



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